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Wendi Warren

Compliance Manager

What’s your dream for the company?

I would like Keystone to be known as the best financial planning firm in Colorado and beyond, helping individuals and families reach their financial goals.

What are three words people use to describe you?

Dependable, problem-solver, and trustworthy

When you are not working, what do you care about most?

Faith and family are the most important things to me. I enjoy spending time with my husband, Bobby, and our pets (we have cats and a dog). Visiting with extended family also brings me joy. I feel truly blessed to be living this life and grateful for the hope of the future.

What’s your financial journey?

Wendi is the Compliance Manager for Keystone. She has spent much of her adult life working in a variety of fields, always gravitating to the administrative side of work, and excelling in the area of Compliance. Prior to working for Keystone, Wendi worked for 14 years at a non-profit agency in northeast Ohio in the Performance and Continuous Quality Improvement (PCQI) Department. She facilitated the agency’s compliance with state regulations and national accreditation standards. Wendi is enthusiastic about bringing her well-honed skills to Keystone Financial Services and she excels in her role here!

Wendi has also participated in Financial Peace University through Dave Ramsey Solutions. She has occasionally served as a facilitator at her church for this program as well. Wendi genuinely believes that learning to budget and taking steps to get out of debt really does bring financial peace.

Contact Wendi Warren

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Keystone Financial Services is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Keystone Financial Services and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Keystone Financial Services unless a client service agreement is in place.

The Certified Financial Planner (CFP®) designation is a voluntary certification that is recognized in the United States and a number of other countries for its (1) high standard of professional education, (2) stringent code of conduct and standards of practice, and (3) ethical requirements that govern professional engagements with clients.
CERTIFIED FINANCIAL PLANNER™ certification is the standard of excellence in financial planning. CFP® professionals meet rigorous education, training and ethical standards, and are committed to serving their clients’ best interests today to prepare them for a more secure tomorrow.
To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following requirements:

  • Complete an advanced college-level course of study addressing the financial planning subject areas that CFP Board’s studies have determined as necessary for the competent and professional delivery of financial planning services, and attain a Bachelor’s Degree from a regionally accredited United States college or university (or its equivalent from a foreign university). The CFP Board’s financial planning subject areas include insurance planning and risk management, employee benefits planning, investment planning, income tax planning, retirement planning, and estate planning;
  • Pass the comprehensive CFP® Certification Examination. The examination includes case studies and client scenarios designed to test one’s ability to correctly diagnose financial planning issues and apply one’s knowledge of financial planning to real world circumstances;
  • Complete a minimum of three years of full-time financial planning-related experience (or the equivalent, measured as 2,000 hours per year); and
  • Agree to be bound by the CFP Board’s Standards of Professional Conduct, a set of documents outlining the ethical and practice standards for the CFP® professionals.

Individuals who become certified must complete the following ongoing education and ethics requirements in order to maintain the right to continue to use the CFP® marks:

  • Complete thirty hours of continuing education hours every two years, including two hours related to the Code of Ethics and other parts of the Standards of Professional Conduct, to maintain competence and keep up with developments in the financial planning field; and
  • Renew an agreement to be bound by the Standards of Professional Conduct. The Standards prominently require that CFP® professionals provide financial planning services at a fiduciary standard of care. This means CFP® professionals must provide financial planning services in the best interests of their clients.

CFP® and CERTIFIED FINANCIAL PLANNER™ are certification marks owned by the Certified Financial Planner Board of Standards, LLC.
These marks are awarded to individuals who successfully complete the CFP Board’s initial and ongoing certification requirements.

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